Advisors, Dealers & Financial Planners Archives - FAIR Canada

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Proposed Amendments to the Principal Distributor Model in the Distribution of Mutual Fund Securities

Notice and Request for Comment – Proposed Consolidated Segregated Funds Guidance

Non-tailored Advice in the Order Execution Only (OEO) Channel

Modernization of the Continuous Disclosure Regime for Investment Funds

Proposal to Modernize the CIRO Arbitration Program

Proposed Life and Health Managing General Agent Legislative Framework in Ontario

Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds

FSRA’s Consultation on Rule 2024-002 – Total Cost Reporting Rule

Title Protection – Proposed Rules TPA-001 General and TPA-002 Fees

CIRO Position Paper – Policy Options for Leveling the Advisor Compensation Playing Field