Since December 31, 2021, Canadian investment firms must ask clients to name a Trusted Contact Person (TCP) and may place
Naming a Trusted Contact Person: A Simple Step That Matters
A New Path to Investor Redress: Ontario’s Disgorgement Framework
On September 1, 2025, a new framework came into force in Ontario governing how funds collected under disgorgement orders are
New CIRO Research Provides Important Insights for DIY Investors and Investing Platforms
CIRO’s Office of the Investor and the Behavioural Insights Team published important new research on decision-making supports (sometimes referred to
Tokenization: Emerging Regulatory Priority
Tokenization is attracting growing regulatory attention. It may change how securities are issued, traded, and held, but for retail investors,
Complaint Handling: Canada Needs a 60-Day Standard
When an investor raises a complaint with their dealer, timing matters. Delays compound harm. Evidence can fade, financial pressure may
When Innovation Stops Serving Investors
Innovation has always been part of how capital markets evolve, and at its best, it produces genuine improvements for investors