Title protection was supposed to ensure that anyone calling themselves a financial planner or financial advisor meets a minimum standard
New Brunswick Adopts a Flawed Title Protection Framework
Protect Yourself from AI-Driven Investment Scams
The Alberta Securities Commission (ASC) recently warned that investment scams are getting harder to spot as fraudsters adopt new AI-powered
CIRO’s Data Breach – Where Are The Regulators?
On January 14, 2026, nearly six months after a major cyberbreach occurred, the Canadian Investment Regulatory Organization (CIRO) released a
Allowing EMDs to Participate in Selling Groups is a Bad Idea
FAIR Canada raised significant concerns with the CSA proposal that would allow exempt market dealers (EMDs) to participate in selling
Investors Benefit from Stronger Investment Funds Liquidity Rules
We support the CSA’s proposal to strengthen liquidity risk management requirements for investment funds. Investment funds are the most common
Crypto Regulation in the UK: Where Does Canada Stand?
On January 8, 2026, the UK’s FCA released its “crypto roadmap,” setting a clear path to bring crypto assets under
Improving the OSC’s 2026-27 Priorities for Investors
The OSC’s 2026-27 Statement of Priorities sets their regulatory agenda for their fiscal year, including what issues they will focus