Letter: What’s the Rush to Merge IIROC and MFDA?

The recent push to merge the two main self-regulatory organizations (SROs) in Canada – the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA) – into one larger, more powerful SRO appears to be gaining steam. FAIR Canada believes it is vital to address significant shortcomings in the way that the SROs currently operate before the regulators consider approving a new SRO. SRO reform should serve the public interest and investors’ needs, writes John Carson of FAIR Canada

Click Here to read the Op-Ed in Investment Executive

August 05, 2020