FAIR Canada Proposes Review of the Fundamental Approach to Self-Regulation

In light of concerns about the role and effectiveness of self-regulatory organizations (SROs), FAIR Canada proposes that the Canadian Securities Administrators (CSA) conduct a broad and thorough review of the regulatory framework  that governs the Mutual Fund Dealers Association (MFDA) and the Investment Industry Regulatory Organization of Canada (IIROC).

Newsflash FAIR Canada proposes review of the fundamental approach to self-regulation

See FAIR Canada’s Submission to the CSA on the RSO Review FAIR Canada input to CSA on SRO Review March 27 2020

March 31, 2020