SRO Framework Review – Designing an SRO for the Future

The Mutual Fund Dealers Association (MFDA) issued a notice in support of the Ontario Taskforce on Capital Markets Modernization consultation report proposal calling for the merger of the MFDA and the Investment Dealers Association of Canada (IIROC) to create a new self-regulatory organization to regulate the conduct of all registered dealers and the Canadian Securities Administrators consultation to review the regulatory framework of these self-regulatory organizations and the proposed merger.  The MFDA calls upon its members and others to participate in these important consultations.

Click Here to read the MFDA bulletin

July 15, 2020