Letter: SROs at a Crossroads

Investors want regulation that will watch their back and a regulator they can trust, writes Ken Kivenko, president of Kenmar Associates, an investor protection organization, in Toronto.  The Canadian Securities Administrators’ (CSA) consultation on the self-regulatory (SRO) framework presents a unique opportunity to assess the merits of the existing framework in terms of how efficiently it operates, how effectively it protects investors and the role SRO entities might play going forward.

Click Here to read the Investment Executive article

August 04, 2020