Sep 21, 2022 | Submission The Financial Planners and Financial Advisors Regulations – Notice of Proposed Changes and Request for Further Comment Read More
Jul 28, 2022 | Submission CSA and CCIR Joint Notice and Request for Comment – Total Cost Reporting for Investment Funds and Segregated Funds Read More
Jul 07, 2022 | Submission CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers Read More
Jun 28, 2022 | Submission CSA Consultation on the Application for Recognition of New Self-Regulatory Organization Read More
Apr 14, 2022 | Submission Proposed Amendments Respecting Reporting, Internal Investigation and Client Complaint Requirements Read More
Mar 31, 2022 | Submission Consultation Paper – Independent Review Committee on Standard Setting in Canada Read More
Mar 03, 2022 | Submission Public Comment on IOSCO Consultation Report on Retail Distribution and Digitalisation Read More
Feb 14, 2022 | Submission FSRA – Complaints Resolution: Policy Framework and Best Practices (No. GR0013INF) Read More
Jan 31, 2022 | Submission Independent Evaluations of the Ombudsman for Banking Services and Investments (OBSI) with respect to Investment-Related Complaints and Banking-Related Complaints, and of the ADR Chambers Banking Ombuds Office (ADRBO) with respect to Banking Related Complaints Read More