Submissions

Re: Canadian Securities Administrators (CSA) Notice and Request for Comment – Liquidity Risk Management

Re: Allowing Exempt Market Dealers to Join Prospectus Offering Selling Groups

Term Limits of Independent Directors and Chair

FAIR Canada’s Input on the OBSI External Review

The Government of Canada’s National Anti-Fraud Strategy

CIRO: Harmonizing rules for investment dealers and mutual fund dealers

CIRO’s proposal to harmonize Continuing Education requirements for investment and mutual fund dealers.