Aug 27, 2025
Disgorgement – Proposed Amendments to the Mutual Fund Dealer Rules
Sep 15, 2025
Proposed Amendments: Prohibition on the Use of Chargebacks in the Distribution of Investment Fund Securities
Sep 19, 2025
Proposed Approach to Oversight and Refinements to the Proposed Binding Authority Framework for an Identified Ombudservice
Oct 3, 2025
Modernization of Requirements for Account Transfers and Bulk Account Movements
Oct 3, 2025
Issues and Discussion Paper of the Autorité des marchés financiers on account transfers in the financial sector
Oct 31, 2025
Enhancing Exchange-Traded Fund Regulation
Nov 7, 2025
Re: Proposed new guidance on order execution only (OEO) account services and activities
Dec 19, 2025
Canadian Securities Administrators (CSA) – Exemptions to Permit Semi-Annual Reporting for Certain Venture Issuers.
Jan 5, 2026
Re: Proposed Multilateral Instrument 45-111 Self-Certified Investor Prospectus Exemption
Jan 12, 2026
Re: OSC Notice 11-7101 – Statement of Priorities for Fiscal Year 2026-2027