Sep 16, 2015
CSA Notice and Request for Comment – Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and Its Delivery
Sep 17, 2015
Proposed Amendments to MFDA Rule 5.3.2 (Content of Account Statement)
Sep 21, 2015
Development of MFDA Continuing Education Requirements
Sep 23, 2015
Consultation regarding Financial Advisory and Financial Planning Policy Alternatives
Sep 30, 2015
Consultation on the Report on the Application of the Act respecting the distribution of financial products and services (the “Act”)
Oct 15, 2015
CSA Notice and Request for Comment on Proposed Amendments relating to Reports of Exempt Distribution
Nov 2, 2015
CSA Staff Notice and Request for Comment 21-315 Next Steps in Regulation and Transparency of the Fixed Income Market
Dec 4, 2015
MFDA Consultation on the use of the Title “Financial Planner”
Dec 4, 2015
FAIR Canada comments on IIROC’s re-published proposals for membership disclosure
Dec 14, 2015
FAIR Canada Comments on Expert Panel’s Recommendations to Restructure FSCO