Apr 04, 2018 | Submission British Columbia Securities Commission Notice 2018/01 – Consulting on the Securities Law Framework for Fintech Regulation Read More
Mar 05, 2018 | Submission Republication of Proposed IIROC Dealer Member Plain Language Rule Book – IIROC Notice 18-0014 Read More
Feb 26, 2018 | Submission FAIR Canada, PIAC, CARP and Kenmar Associates Urge Response from JRC to Independent Reviewer’s Recommendations Read More
Feb 06, 2018 | Submission Financial and Consumer Services Commission Consultation Paper November 2017: Improving Detection, Prevention and Response to Senior Financial Abuse in New Brunswick Read More
Jan 29, 2018 | Submission Canadian Securities Administrators (“CSA”) Request for Comment on Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence Read More
Dec 07, 2017 | Submission Aequitas NEO Exchange Listing Manual Amendments for Emerging Market Issuers (“EMIs”) Read More