May 08, 2019 | Submission CSA Second Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages Read More
Feb 07, 2019 | Submission Proposed FY 2019-20 FSRA Priorities and Budget Consumer Roundtable Read More
Jan 29, 2019 | Submission Request for comment – Re: the Department of Finance’s proposed changes to the legislation governing the management of unclaimed balances Read More
Jan 04, 2019 | Submission CSE Notice 2018-010 and Request for Comment – Public Interest Rule Amendment to Policy 6 Distributions Read More
Dec 13, 2018 | Submission CSA’s Proposed Amendments to NI 81-105 Mutual Fund Sales Practices Read More
Oct 19, 2018 | Submission CSA Notice and Request for Comment – Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms) Read More
Aug 30, 2018 | Submission CSA Notice and Request for Comment on Reforms to Enhance the Client-Registrant Relationship Read More