2015 Media Coverage

December 2015 The Bottom Line – Some say investors tripped on trailer fees
December 7, 2015 The Globe and Mail – Investment scams and how not to fall for them
December 4, 2015 The Globe and Mail – Dundee faces backlash over new share-exchange plan Subscription to Globe Unlimited may be required
December 3, 2015 Fool Canada – The “Profoundly Serious” Problem That May Be Lurking in Your Mutual Funds
November 28, 2015 CBC News | British Columbia – White-collar crime needs attention from Ottawa, investors group says
November 27, 2015 Investment Executive – Regulation: New rules to tame the crowd
November 26, 2015 Investment Executive –IIROC proposals could have far-reaching implications
November 19, 2015 Canadian Business – Look for a financial adviser who will take a holistic approach: expert
Mid-November

Investment Executive – Hard data on the impact of trailer fees

November 13, 2015

Financial Post – Howard Wetston: The Bay Street sheriff who kept his eye on the big picture

November 11, 2015

The Globe and Mail – Gordon Pape: Here’s why the mutual fund industry is facing a shakeup  Subscription to Globe Unlimited may be required

November 5, 2015 Financial Post – Ontario Securities Commission touts investor protection as crowdfunding rules rolled out
October 30, 2015 Financial Post – The OSC has introduced steps to help recover funds for wronged investors, but are they enough?
October 27, 2015 Investment Executive – Contingency fund needed to cover investors’ losses, some argue
October 27, 2015 Advisor.ca – Canada lacks proper indemnity fund for investors
 October 26, 2015  The Globe and Mail – OSC using more freeze orders to recoup fraud money, challenges remain
October 26, 2015  Investment Executive – OSC to introduce whistleblower policy on Wednesday
October 25, 2015  The Globe and Mail – Report on mutual fund trailer fees gather mixed reactions
October 23, 2015  Investment Executive – CSA report on fund fees reinvigorates heated debate
October 22, 2015  Financial Post – Influence of fund’s past performance ‘considerably reduced’ when fund manufacturers pay trailing commissions: study
Mid-October 2015 Investment Executive – Regulation: Constructing rules for planners
October 14, 2015  Investment Executive – Industry veteran Brad Doney joins Fair Canada board
September 21, 2015
September 18, 2015
September 17, 2015
August 27, 2015
August 17, 2015
August 6, 2015

The Globe and Mail – New hostile takeover rule could be bad news for investors  Subscription to Globe Unlimited may be required

August 2015

Investment Executive – New takeover bid rules raise concerns

August 2015

Investment Executive – Regulation: Findings are a mystery

June 15, 2015
June 12, 2015
June 11, 2015
June 11, 2015
June 9, 2015
June 9, 2015
June 4, 2015
June 4, 2015
June 1, 2015
May 15, 2015
May 6, 2015
May 6, 2015

Family Wealth Report – Getting Ahead Of The CRM2 Curve – Part 2  Subscription to FamilyWealthReport.com required

May 4, 2015
April 28, 2015

Family Wealth Report – Getting Ahead Of The CRM2 Curve – Part 1  Subscription to FamilyWealthReport.com required

April 13, 2015
April 6, 2015
March 2015
March 21, 2015
Winnipeg Free Press – Protecting your portfolio
March 12, 2015
March 2015
March 2015 Investment Executive – Regulators tweak exempt-market regime
March 4, 2015 Globe & Mail Report on Business – OSC says no decision on trailer fees until 2016  Subscription to Globe Unlimited may be required
March 2, 2015 Financial Post – OSC Chair Howard Wetston says Canada one step closer to wire taps for insider trading
February 26, 2015 Globe Advisor – What to expect after fund-fee rule changes
March 2015 The Bottom Line – CSA pushes back start dates for client rules  This article originally appeared in the March 2015 issue of The Bottom Line. Any other use (reprint in a newsletter, for example) requires further permission requests.
February 25, 2015 thestar.com – Time to give ombudsman more power: Roseman
February 25, 2015 Winnipeg Free Press – What do we know? Canadian investors don’t know what they’re paying for: survey
February 19, 2015 CTV News – Investors should prepare to ask tough questions as new rules kick in
February 19, 2015 Financial Post – Final Canadian crowdfunding rules could be published by summer
February 19, 2015 Calgary Herald – Insider trading hearings face delays while ASC awaits ruling
Mid-February 2015 Investment Executive – Among various decisions, the CSA’s ruling on CRM2 deadlines is getting the most attention
Mid-February 2015 Investment Executive – Fund firms cool to CSA data request
February 11, 2015 CBC News – Former Wellington West adviser fined $100K after investors suffer losses
January 29, 2015 Investment Executive – IIAC: Limited CRM2 delay ‘much appreciated’
January 28, 2015 Financial Post – Regulators compromise on timing of disclosure and new rules on investment fees, performance
January 28, 2015 Globe and Mail – Regulators agree to delay interim target for disclosure rules
January 26, 2015 Globe and Mail – REITs warned over failure to disclose shortfalls
January 20, 2015 Globe and Mail – Don’t delay fee disclosure rules, group urges regulators
January 20, 2015 Investment Executive – Fair Canada objects to CRM2 delay
January 2015 The Bottom Line – Crowdfunding on rise, along with fraud worriesThis article originally appeared in the January 2015 issue of The Bottom Line. Any other use (reprint in a newsletter, for example) requires further permission requests.

Additional French Media Coverage 

Media Coverage for 2017, 2016, 2014, 201320122011, 2010, 2009