December 20, 2012 |
Investment Executive – FAIR Canada releases investor protection wish list |
December 10, 2012 |
Financial Post – Doing the Math |
December 7, 2012 |
The Windsor Star – Stock fraudster living good life in Michigan |
December 3, 2012 |
Yahoo – OSC raps ‘gatekeeper’ Ernst & Young in Sino-Forest case |
December 2, 2012 |
Macleans.ca – How Alberta became a wild west for small investors |
November 26, 2012 |
Investment Executive – FAIR Canada announces governance changes (same article in MarketWatch, and Advisor.ca) |
November, 2012 |
Investment Executive – Is the voice of investors weakening? |
November 14, 2012 |
Investment Executive – FAIR Canada supports OBSI “name and shame” action |
November 14, 2012 |
Financial Post – Don’t do business with firms ‘named and shamed’ by OBSI: FAIR |
November, 2012 |
Investment Executive – IIROC takes on U.S. brokers |
November, 2012 |
Investment Executive – Leveraged investing poses big risks |
October 30, 2012 |
The Globe and Mail – OSC targets corporate ‘gatekeepers’ |
October 25, 2012 |
Financial Post – Canadian regulators weighing higher standards for financial advisors |
October 23, 2012 |
Investment Executive – Investors hurt by high fund fees: analyst |
October 23, 2012 |
Investment Executive – Regulators zero in on leveraging strategies |
October 20, 2012 |
The Vancouver Sun – White-collar criminals get break from B.C. Supreme Court ruling |
October 19, 2012 |
PressDisplay – FAIR Canada urges greater consumer protection |
October 18, 2012 |
Ottawa Citizen – Borrowing to invest rules face scrutiny |
October 18, 2012 |
Financial Post – Leveraging risks ‘significant losses’ for most |
October 9, 2012 |
Investment Executive – IIROC announces MRAC members |
October 4, 2012 |
Financial Post – New rules on director elections coming soon for TSX-listed firms |
October, 2012 |
Investment Executive – Fund firms challenge amendments |
September, 2012 |
OBSI The Bottom Line – Consumer rules decried as anti-consumer |
September 6, 2012 |
The Globe and Mail – Laurentian to pay fine over sale of leveraged ETFs |
August 24, 2012 |
The Globe and Mail – Canada’s banks want to tame watchdog’s bite |
August 19, 2012 |
The Globe and Mail – When ‘sophisticated investors’ aren’t really that sophisticated |
July 31, 2012 |
The Globe and Mail – Growing ‘exempt market’ draws scrutiny of securities regulators |
July 23, 2012 |
Maclean’s – Inside Job |
July, 2012 |
Canadian Lawyer Magazine – A lack of substance |
July 18, 2012 |
Investment Executive – Legislators must force cultural change in financial services, says UK advocacy group |
July 14, 2012 |
Winnipeg Free Press – An education in group RESPs |
July 13, 2012 |
Maclean’s – When banks are too big to behave |
July 9, 2012 |
Investment Executive – New banking complaints oversight rules draw criticism |
July 7, 2012 |
Financial Post – Ottawa lays out new rules for bank complaints |
July 4, 2012 |
Investment Executive – More funding for FAIR Canada |
July 3, 2012 |
Yahoo Finance – Ontario Securities Commission Provides Funding to the Canadian Foundation for the Advancement of Investor Rights (FAIR Canada) |
June 27, 2012 |
Investment Executive – Should Canada have a single national securities regulator?
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June 27, 2012 |
CBC News – Securities regulator fails to collect majority of fines
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June 27, 2012 |
CBC News – Securities regulators’ fines called ‘a farce’ |
June 14, 2012 |
Financial Post – Inching toward improved fee, performance disclosure |
June 11, 2012 |
BNN – Executive Compensation and Say on Pay |
June 8, 2012 |
BNN – Is ‘say on pay’ the solution? |
June 8, 2012 |
Investment Executive – FSCO urged to protect consumers, improve accountability |
May, 2012 |
Investment Executive – Leverage class action certified
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May 31, 2012 |
Financial Post – Investor group critical of ‘unfair’ access to company documents |
May 23, 2012 |
The Star – Facebook IPO: Another day, another lawsuit |
May 18, 2012 |
Investment Executive – FAIR calls for consolidated registration database
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May 18, 2012 |
The Star – Why exempt markets rules are deeply flawed (hint: First Leaside) |
May 8, 2012 |
The Ombuds Blog – FAIR Canada Endorses IOA Standards |
April, 2012 |
Canadian Lawyer Magazine – Regulator at a crossroads |
April 30, 2012 |
Investment Executive – Investor protection office fails to launch
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April 30, 2012 |
Investment Executive – Canada needs to live up to international standards for banking complaints
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April 13, 2012 |
The Globe and Mail – An ‘accredited’ investor is not necessarily a savvy one |
April 1, 2012 |
The Province – Canada lags on fee-transparency issue |
March 30, 2012 |
Business Recorder – Can Canada back up tough talk on securities crimes? |
March 28, 2012 |
Money Marketing – EU looks to boost consumer protection on PRIPs |
March 28, 2012 |
Financial Post – The long, winding road to advisor reform |
March 27, 2012 |
Investment Executive – Reforms needed to ensure the quality of investment advice: report |
March 27, 2012 |
Investment Executive – Ontario to boost OSC enforcement
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March 26, 2012 |
Reuters Canada – Analysis: Can Canada back up tough talk on securities crimes? |
March 26, 2012 |
Financial Post – Financial advisors face stricter disclosure rules |
March 20, 2012 |
Investment Executive – Investor protection should include fraud and insolvency coverage: FAIR Canada |
March 20, 2012 |
Reuters Africa – OSC’s post-Sino review faults listing process |
March 20, 2012 |
Toronto Star – OSC spots concerns with oversight of emerging market firms – like almost everything |
March 15, 2012 |
Winnipeg Free Press – Too good to be true |
March 2, 2012 |
Investment Executive – Opposing views on exempt market reform |
February 27, 2012 |
CBC News – Why your portfolio may not be as healthy as you think |
February 29, 2012 |
Reuters Canada – Canada’s OSC promises change, gives few details |
February 22, 2012 |
Investment Executive – Under Review – Dealers of group resps say they are facing some “unprecedented” requirements as part of the regulatory overhaul of this sector |
February 17, 2012 |
The Globe and Mail – The flaws in Canada’s financial adviser system |
February 7, 2012 |
Investment Executive – Will FAIR Canada still get funding? |
January 31, 2012 |
The Globe and Mail – Just say no to OSC’s no-contest settlements |
January 25, 2012 |
The Globe and Mail – Leveraging: Where math and emotion are a bad mix |
January 18, 2012 |
Financial Post – OSC enforcement leaves money on the table |
January 15, 2012 |
Investment News – Canada Supreme Court nixes securities regulator |
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