Advisors, Dealers & Financial Planners
Advisory Standards/Best Interests Duty
Borrowing to Invest
Capital Raising & Exempt Market
Corporate Governance & Shareholder Rights
Borrowing to Invest
Guide for ETF and Mutual Fund Facts
Consumer Investment Complaints Guide
Cryptocurrencies
Debt Repayment Options and Credit Repair
Financial Fraud Resources
FAIR Canada in the Media
2021
August 3, 2021
Investment Executive – Advocates hopeful new federal disability benefit could improve access
July 29, 2021
The Globe and Mail – Do regulators need to prioritize negligence over fraud?
May 27, 2021
May 7, 2021
Financial Post– FAIR Canada Welcomes OSC Ban on Deferred Sales Charges
April 6, 2021
Investment Executive–Shuttering of national securities regulator came as no surprise to industry
March 25, 2021
Advisor’s Edge– ASC proposals seek to connect investors with start-ups
February 8, 2021
Wealth Professional– FAIR Canada lauds CMMT recommendations
February 5, 2021
February 5, 2021
Investment Executive– Investor advocates give Ontario task force report mixed reviews
January 27, 2021
2020
November 27, 2020
Investment Executive – FAIR Canada receives $3.75 million from OSC
November 23 2020
Investment Executive – SRO merger too simple?
November 19 2020
October 9, 2020
Investment Executive – Standing up for investors
September 21, 2020
Investment Executive – Support lacking for investor advocates
August 24, 2020
August 12, 2020
August 11, 2020
Investment Executive –IIROC Provides Funding for Investor Legal Aid
August 5, 2020
July 21, 2020
Investment Executive –Letter: What’s the rush to merge IIROC and MFDA?
July 10, 2020
Investment Executive – FAIR Canada Applauds Soliman Report Recommendations for OBSI
July 10, 2020
Investment Executive-Open for Business? Sure. DSC Monkey Business? No, Thanks
July 07, 2020
Wealth Professional-FAIR Canada babcks OSC’s DSC Proposals
May 21, 2020
Investment Executive-Regulators offer little relief for investors
May 14, 2020
The Globe and Mail-World’s largest asset managers seek overhaul of leveraged ETF sales rules
May 3, 2020
May 3, 2020
Boomer&Echo-Weekend Reading: Identity Fraud Edition
May 1, 2020
Investment Executive-Enhanced Investor Protection Needed
April 27, 2020
Investment Executive-IIROC warns about risky ETFs in choppy markets
April 24, 2020
Wealth Professional –FAIR Canada seeks relief for group RESP plan subscribers
April 24, 2020
Investment Executive – FAIR Canada requests relief for group RESP customers
April 2, 2020
Wealth Professional – FAIR Canada urges comprehensive review of SRO framework
March 31, 2020
Investment Executive – FAIR Canada calls for comprehensive SRO review
March 27, 2020
Wealth Professional – FAIR Canada urges suspension of DSC fees
March 26, 2020
March 26, 2020
Investment Executive – Stop DSCs and relieve margin loans: FAIR Canada
March 6, 2020
Investment Executive-Are tougher RESP dealer rules needed?
February 13, 2020
Investment Executive – Is self-regulation working in the public interest?
February 4, 2020
Morningstar – What next for FAIR Canada?
January 31, 2020
Investment Executive – “Big Shoes to Fill” at OSC
January 17, 2020
Investment Executive – DSC ban without Ontario?
January 2, 2020
Wealth Professional – DSCs ‘target the most vulnerable investors’
2019
Print and Other Media
December 16, 2019
December 3, 2019
The Globe and Mail – A FAIR shake for everyday investors
November 7, 2019
Advisor’s Edge – New Board Members Strengthen FAIR Canada
November 7, 2019
Investment Executive – FAIR Canada adds to board
November 6, 2019
Investment Executive – Ontario to review Securities Act for first time in 16 years
October 22, 2019
Wealth Professional – BC’s securities regulator promises Canada’s strongest powers
October 18, 2019
October 18, 2019
Advisor’s Edge – FAIR Canada unable to secure matching funding
October 18, 2019
October 17, 2019
Investment Executive – The Slow Death of Canada’s Banking Ombudsman
October 10, 2019
October 8, 2019
Investment Executive – What to make of the CSA’s revised client-focused reforms
September 3, 2019
The Globe and Mail – Investor advocates are taking aim at proposed regulatory changes from IIROC
August 23, 2019
Investment Executive – MFDA proposes trading flexibility
July 30, 2019
The Globe and Mail – Why investors need to be concerned about misleading risk ratings
July 29, 2019
July 24, 2019
July 5, 2019
Advisor’s Edge – Investor advocates criticize IIROC’s proposed enforcement tools
July 5, 2019
Investment Executive – Investor advocates push back on IIROC enforcement plans
May 2, 2019
April 30, 2019
April 21, 2019
The Globe and Mail – Advocacy Group for Canadian investors struggles for funding and survival
April 12, 2019
Investment Executive – Industry applauds Ontario’s pledge to regulate planner, advisor titles
April 12, 2019
April 9, 2019
Investment Executive – FAIR Canada rejigs management, board
April 8, 2019
Advisor’s Edge – New appointments at FAIR Canada
February 28, 2019
Richmond News – Junior exchange moves to close Bridgemark scheme loophole
January 11, 2019
Investment Executive – Investor submissions to proposed DSC ban reveal anger, frustration
2018
Print and Other Media
December 31, 2018
December 30, 2018
December 17, 2018
December 6, 2018
Wealth Professional Canada – Investor advocates renew calls against DSCs, trailing commissions
November 29, 2018
November 28, 2018
Advisor.ca – When a senior client’s situation sparks suspicion
November 25, 2018
November 23, 2018
November 22, 2018
November 22, 2018
November 22, 2018
The Globe and Mail – Federal watchdog to review Canadian banks’ complaints handling processes
November 9, 2018
November 9, 2018
Investment Executive – Skepticism dogs CMRA’s progress
November 9, 2018
Investment Executive – CMRA does not violate constitution, Supreme Court rules
November 2, 2018
October 23, 2018
The Insurance and Investment Journal – FAIR Canada repeats need for statutory best interest
October 22, 2018
Advisor’s Edge – FAIR and PMAC focus on fiduciary duty in CFRs
October 11, 2018
Advisor’s Edge – Retail banking consumers need single ombudsman, say advocate groups
October 11, 2018
Investment Executive – Groups launch campaign calling for one banking ombudsman
October 9, 2018
Financial Post – Regulator opens door to whole new fund category: ‘liquid alts’
October 4, 2018
October 3, 2018
Business in Vancouver – BCSC tightens mortgage and investment exemptions
September 13, 2018
September 10, 2018
The Globe and Mail – Scotiabank joins RBC, TD in dropping ombudsman to resolve customer complaints
September 10, 2018
Investment Executive – CARP calls for feds to designate OBSI “single, binding dispute resolution body”
August 31, 2018
August 31, 2018
Wealth Professional – FAIR Canada seeks answers from CSA
August 30, 2018
Investment Executive – FAIR Canada seeks clarity on Client Focused Reforms
August 24, 2018
Investment Executive – The debate over CRM3
August 7, 2018
August 7, 2018
The Globe and Mail – Canada’s Securities Exchange publishes investors’ personal information
August 7, 2018
August 7, 2018
Wealth Professional – Pot exchange accused of “disturbing” breach of privacy
August 7, 2018
July 31, 2018
July 27, 2018
Investment Executive – Trust Betrayed
July 20, 2018
July 20, 2018
Investment Executive – Industry divided on expanding cost reporting
June 22, 2018
Investment Executive – Split reactions to CSA proposals
June 22, 2018
Investment Executive – OSC sets sights on new targets
June 22, 2018
The Insurance & Investment Journal – Regulators’ proposed reforms draw mixed reactions
June 19, 2018
The Globe and Mail – Investment industry slams OSC over ‘disproportionately small’ RBC fine
June 19, 2018
June 8, 2018
Advisor.ca – OSC’s ‘Slow’ Pace on Priorities Irks Investor Groups
June 1, 2018
April 27, 2018
Investment Executive – Making a move on fees : New lawsuit and SRO proposals could affect CSA’s decision
April 27, 2018
Investment Executive – Rules for “planners”: Policy-makers called on to do more than they’re proposing
April 25, 2018
Advisor.ca – Move Over CRM2: MFDA Proposes Total Cost Disclosure
April 24, 2018
Investment Executive – Report outlines FAIR Canada’s achievements
April 24, 2018
Canadian Fraud News Inc. – Osgoode investor protection clinic receives $80K in court-directed award
April 23, 2018
Wealth Professional – Advisors dismayed at report on banks’ sales tactics
April 22, 2018
April 16, 2018
Canadian Lawyer – Osgoode investor protection clinic receives $80K in court-directed award
April 9, 2018
Osgoode Hall Law School (York University) – Osgoode Investor Protection Clinic receives $80,000 court-directed award
April 6, 2018
Winter 2018
Osgood Hall Laws School of York University : Alumni Magazine (Continuum) – Worth Investing In
March 29, 2018
Investment Executive – Will the OSC deliver for seniors?
March 29, 2018
Investment Executive – Clients and mental capacity
March 27, 2018
The Globe & Mail – Aphria, Nuuvera deal prompts questions about disclosure rule gap
March 27, 2018
March 26, 2018
The Globe & Mail – Buyer beware with exempt securities
March 22, 2018
March 20, 2018
The Globe & Mail – Controls on sales practices at Canadian banks ‘insufficient’: watchdog
March 20, 2018
March 20, 2018
Investment Executive – FCAC says controls to mitigate sales risk at banks “insufficient”
March 18, 2018
March 8, 2018
The Globe & Mail – CSA urges reforms to rules governing syndicated mortgages
March 1, 2018
Investment Executive – Finding common ground on elder abuse
February 26, 2018
Law Times – Elder financial abuse a pressing issue
February 26, 2018
Investment Executive – Investor advocates urge OBSI regulators to act on Battell report
February 15, 2018
The Wall Street Journal – At Thomson Reuters, Tensions Between Family and Board Ratchet Up With Blackstone Deal
February 13, 2018
February 7, 2018
February 6, 2018
Globe & Mail – Lululemon called on for more disclosure on CEO’s departure
February 6, 2018
January 31, 2018
Business Vancouver – Educating elders on financial abuse
January 25, 2018
Advisor.ca – What Happens When Advice Breaks Up With Investments
January 18, 2018
January 2018
Investment Executive – Provinces line up for fight over CCMR
2017
Print and Other Media
December 8, 2017
Investment Executive – Investor advocates welcome steps to ensure compliance with OBSI requirements
December 7, 2017
Investment Executive – Regulators express concerns with complaint handling, complying with OBSI
December 2017
Investment Executive – Old obstacles affecting new competitors
November 27, 2017
Morningstar – Vulnerable investors lack protection
November 23, 2017
November 17, 2017
Investment Executive – No more internal ombudsmen?
November 17, 2017
November 17, 2017
Investment Executive – Report calls on industry to combat elder financial abuse
November 17, 2017
Advisor.ca – How The Industry Can Protect Vulnerable Investors
November 2, 2017
Investment Executive – Legal clinic provides free assistance to aggrieved investors
November 2017
Investment Executive – Finance Canada eyes legislative reform
September 29, 2017
The Lawyer’s Daily – First Canadian legal clinic for investors opens at Osgoode Hall
September 26, 2017
Advisor.ca – Pro Bono Legal Clinic Backs Wronged Investors
September 22, 2017
Investment Executive – Investor protection clinic offers free legal advice
September 12, 2017
September 11, 2017
Investment Executive – Securities commissions defend name and shame lists despite long list of unpaid penalties
August 31, 2017
August 31, 2017
Investment Executive – OSC announces IFPAC members
August 23, 2017
Investment Executive – Frank Allen named FAIR Canada executive director
August 23, 2017
Wealth Professional – Can industry leaders reach an agreement on fees?
August 18, 2017
Insurance Investment – OSC roundtable to explore alternatives to embedded commissions ban
August 18, 2017
Investment Executive – OSC announces key details for embedded commissions roundtable
August 9, 2017
The Hennick Centre for Business and Law – Hennick Centre Past Co-Director, Poonam Puri voted one of Canada’s Top 25 Most Influential Lawyers 2017
August 8, 2017
Law Times –Investors Clinic Launched
August 3, 2017
Law Foundation of Ontario – Eight new Access to Justice Fund grants aim to better understand and protect vulnerable investors
August 3, 2017
July 10, 2017
The Globe and Mail – Battle brewing over proposal to loosen Canada’s hedge-fund rules
June 24, 2017
Financial Times – Fierce resistance to ban on Canadian commission fees
June 16, 2017
Advisor.ca – No Advice Gap From other Commissions Bans: Investors
June 6, 2017
Investment Executive – FAIR Canada, CCEL launch project to protect vulnerable clients
June 2, 2017
Canadian Centre for Elder Law – Protecting Older Investors: A Joint Project of FAIR Canada and the CCEL
May 31, 2017
The Globe and Mail – Canada’s new securities regulatory structure is a disservice to investors
May 23, 2017
May 23, 2017
Wealth Professional – Self-directed investors still charged for advice
May 19, 2017
The Globe and Mail – No advice but still a price: Fund fees for DIY investors draw fire
May 17, 2017
Mostly Money with Preet Banerjee (Podcast) – Securities regulation 101 with Professor Anita Anand
May 2017
Investment Executive – Tightening the disciplinary screws
May 11, 2017
April 26, 2017
Mostly Money with Preet Banerjee (Podcast) – Investment legend Stephen Jarislowsky
April 17, 2017
April 17, 2017
April 6, 2017
April 6, 2017
The Globe and Mail – Money Monitor: What your financial adviser’s qualifications mean
April 6, 2017
April 6, 2017
April 5, 2017
The Insurance & Investment Journal – FAIR Canada calls on securities regulators to address banks’ sales practices
April 4, 2017
Investment Executive – FAIR Canada calls on regulators to take action on banks’ sales practices
April 4, 2017
April 4, 2017
April 2017
Investment Executive – Call for standards
March 31, 2017
March 31, 2017
Winnipeg Free Press – Tool for financial service regulators to collect fines from advisers limited
March 23, 2017
March 16, 2017
The Lawyer’s Daily – Investment clinic to provide pro bono legal assistance for investors
March 11, 2017
Osgoode Hall Law School – Investor Protection Clinic
February 24, 2017
National Newswatch – Friends ask OSC to be ‘merciful’ with ex-Livent CEO Garth Drabinsky
February 21, 2017
The Insurance & Investment Journal – Advisor groups fight potential ban on embedded commissions
February 10, 2017
GetSmarterAboutMoney.ca – Meet Jim Sinclair, OSC General Counsel
February 9, 2017
The Globe and Mail – Seven criteria for finding the right investment adviser
January 16, 2017
Wealth Professional – Investor rights group weighs in on proposed trailer abolition
January 16, 2017
Advisor.ca – Talk Versus Action on Embedded Commissions Ban
January 12, 2017
January 10, 2017
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FAIR Canada
FAIR Canada welcomes the recent #CSA announcement, Staff Notice 81-332, of a regulatory ban on #DSCs, a fund fee op… https://t.co/kHKKRKDdoC
Ellen Roseman
RT @ellenroseman: Why aren’t women investing in securities at the same rate as men do? This was the topic of a panel discussion that we rec…
poida ☯
RT @poida: @DanHallett @FAIRCanada Thanks for sharing this Dan. Clearly you've put a lot of thought, time and energy into critiquing their…
FAIR Canada
🙏 https://t.co/gW4iOIOuYk
kindwealth.ca
RT @kindwealth_ca: Well done @rcarrick, Kind Wealth agrees that @FAIRCanada deserves funding to stand as an independent voice/advocate for…
Dan Hallett
RT @DanHallett: I agree that @FAIRCanada is so important. It's the only formal organization dedicated to representing Canadian investors. T…
BLG
RT @BLGLaw: Here’s a new #BLGPublication by Carol Derk, Sarah Gardiner and Sienne Lau
#InvestmentManagement | #Securities | #CapitalMarkets…
Advisor.ca
RT @advisorca: Millennials’ debt-to-income ratio more than 200%. https://t.co/z2k2KRcNfZ https://t.co/Nged7X5oU9
OBSI / OSBI
RT @Ombudsman_OBSI: Do you want to receive OBSI's insights, stats and case studies directly to your inbox? Click here to subscribe. #newsle…
FAIR Canada
Stress testing for climate risks is coming: NBF https://t.co/ELy4bMyXUf
FAIR Canada
“The accuracy, integrity of credit ratings is fundamental to ensuring that users have reliable sources of informati… https://t.co/mttj6dvsZS
FAIR Canada
FCA bans sale of risky, complex vehicles to retail investors https://t.co/VxODXfg8wz
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