Panel 3: Enforcement and Remedies

Mary Condon, Osgoode Hall Law School (Professor) and Ontario Securities Commission (Commissioner) – Moderator
Joseph Groia, Groia & Company (Principal)
Kelley McKinnon
, Gowling Lafleur Henderson LLP (Partner)
Pierre Paquet, Miller Thomson Pouliot (Partner)

Participants here will discuss the impact of a fiduciary standard on investor protection, enforcement of securities law and remedies for investors affected by financial fraud.  Topics to be discussed include:

  • How a fiduciary standard might help with enforcement of securities law violations, viewed from a regulatory enforcement and civil remedies perspective.
  • Whether a fiduciary standard would assist clients in better understanding their avenues for redress.
  • The impact of a fiduciary standard on remedies awarded to investors.