Other Links

Canadian Securities Regulators

• Alberta Securities Commission
• British Columbia Securities Commission
• The Manitoba Securities Commission
• New Brunswick Securities Commission
• Securities Commission of Newfoundland and Labrador
• Government of Northwest Territories – Registrar of Securities
• Nova Scotia Securities Commission
• Government of Nunavut – Registrar of Securities
• Ontario Securities Commission
• Government of Prince Edward Island – Office of Attorney General Securities Division
• Authorité des Marchés Financiers (Quebec)
• Saskatchewan Financial Services Commission – Securities Division
• Government of Yukon – Registrar of Securities
• The Cooperative Capital Markets Regulatory System

Hardship Exemptions

• Mortgage Deferral 
• Government of Canada Taxpayer Relief
• Government of Canada Reduction in Minimum Withdrawal from RRIF

• Alberta 
• British Columbia 
• Manitoba 
  
• New Brunswick 
• Nova Scotia 
• Ontario 
• Quebec
• Saskatchewan

Self Regulatory Organizations and Recognized Exchanges

• Canadian Investor Protection Fund (CIPF)
• Canadian National Stock Exchange (CNSX)
• Investment Industry Regulatory Organization of Canada (IIROC)
• Montreal Exchange (MX)
• Mutual Fund Dealers Association of Canada (MFDA)
• Toronto Stock Exchange (TSX)
• TSX Venture Exchange (TSX Venture)

Investor and Shareholder Rights Organizations

• Canadian Coalition for Good Governance (CCGG)
• CanadianFundWatch.com – Ken Kivenko
• Consumer Federation of America – Investor Protection
• International Corporate Governance Network (ICGN)
• La Coalition pour la protection des investisseurs
• Le Mouvement d’éducation et de défense des actionnaires (le MÉDAC)
• Ontario Investor Advisory Panel (IAP)
• Shareholder Association for Research and Education (SHARE)
• Small Investors Protection Association (SIPA)

Compensation Funds

• Canada Deposit Insurance Corporation (CDIC)

• Canadian Investor Protection Fund (CIPF)

  • English: CIPF Top Facts At-A-Glance
  • French: Apercu des Faits Saillants

Dispute Resolution Services

• ADR Chambers Banking Ombuds Office – Dispute resolution provider for banking complaints of TD Bank and Royal Bank of Canada
• IIROC’s Arbitration Program
• Ombudsman for Banking Services and Investments (OBSI)
• Quebec’s Complaint Process

Securities Regulators’ Investor Offices

• OSC Investor Office
• U.S. SEC Office of the Investor Advocate

International

• Australian Securities & Investment Commission
• European Securities and Markets Authority
• Financial Services Consumer Panel

Other

• The Canadian Securities Transition Office

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