Advisors, Dealers & Financial Planners
Advisory Standards/Best Interests Duty
Borrowing to Invest
Capital Raising & Exempt Market
Corporate Governance & Shareholder Rights
Borrowing to Invest
Guide for ETF and Mutual Fund Facts
Consumer Investment Complaints Guide
Cryptocurrencies
Debt Repayment Options and Credit Repair
Financial Fraud Resources
Other Links
Canadian Securities Regulators
- Alberta Securities Commission
- British Columbia Securities Commission
- The Manitoba Securities Commission
- New Brunswick Securities Commission
- Securities Commission of Newfoundland and Labrador
- Government of Northwest Territories – Registrar of Securities
- Nova Scotia Securities Commission
- Government of Nunavut – Registrar of Securities
- Ontario Securities Commission
- Government of Prince Edward Island – Office of Attorney General Securities Division
- Authorité des Marchés Financiers (Quebec)
- Saskatchewan Financial Services Commission – Securities Division
- Government of Yukon – Registrar of Securities
- The Cooperative Capital Markets Regulatory System
Self Regulatory Organizations and Recognized Exchanges
- Canadian Investor Protection Fund (CIPF)
- Canadian National Stock Exchange (CNSX)
- Investment Industry Regulatory Organization of Canada (IIROC)
- Montreal Exchange (MX)
- Mutual Fund Dealers Association of Canada (MFDA)
- Toronto Stock Exchange (TSX)
- TSX Venture Exchange (TSX Venture)
Investor and Shareholder Rights Organizations
- Canadian Coalition for Good Governance (CCGG)
- CanadianFundWatch.com – Ken Kivenko
- Consumer Federation of America – Investor Protection
- International Corporate Governance Network (ICGN)
- La Coalition pour la protection des investisseurs
- Le Mouvement d’éducation et de défense des actionnaires (le MÉDAC)
- Ontario Investor Advisory Panel (IAP)
- Shareholder Association for Research and Education (SHARE)
- Small Investors Protection Association (SIPA)
Compensation Funds
Dispute Resolution Services
- ADR Chambers Banking Ombuds Office – Dispute resolution provider for banking complaints of TD Bank and Royal Bank of Canada
- IIROC’s Arbitration Program
- Ombudsman for Banking Services and Investments (OBSI)
- Quebec’s Complaint Process
Securities Regulators’ Investor Offices
International
- Australian Securities & Investment Commission
- European Securities and Markets Authority
- Financial Services Consumer Panel
Other
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Chris MacDonald
RT @ethicsblogger: My friend @VanishaSukdeo 's 2nd book is out! "Corporate Law, Codes of Conduct and Workers’ Rights" https://t.co/b1RH7WWm…
FAIR Canada
Check out our latest submission on the proposed framework for Crypto-Assest Trading Platforms here:… https://t.co/nNlmrrRpZW
FAIR Canada
Have you subscribed to our newsletter? Read the May edition of FAIR Focus here: https://t.co/hEIWGzwSyQ https://t.co/c8UYNtmN7Q
FAIR Canada
Read our new submission on Syndicated Mortgages here: https://t.co/HNplR0E24s https://t.co/brcti6wU2v
FAIR Canada
Check out a blog post on our website written by our new Director of Policy Research @VanishaSukdeo: https://t.co/3dmOXB17wa
FAIR Canada
RT @FAIRCanada: @rcarrick Another slap on the wrist! Both the dealing representative and the dealer should face harsher penalties. A failur…
Ellen Roseman
RT @ellenroseman: Toronto advisor fined for making unsuitable recommendations https://t.co/tcCZ0Sndrh @FAIRCanada
FAIR Canada
FAIR Canada Director Stephen Jarislowsky on BNN discussing SNC letter published by FAIR Canada https://t.co/i1vydfXrxa
Larry Bates
RT @LarryBatesBTB: I am pleased to be joining the Board of @FAIRCanada. "Putting Investors First" https://t.co/shUXHRs6gU
FAIR Canada
Read our announcement on Staffing and the Board of Directors of FAIR Canada:
https://t.co/4swHiwWMC8
FAIR Canada
Mise à jour sur le personnel et le conseil d’administration
https://t.co/ieAZ1XxdCe
Osgoode IPC
RT @OsgoodeIPC: The Investor Protection Clinic student caseworkers together with the Clinic Co-Directors @PPuri_Osgoode and Professor Brigi…
FAIR Canada
Check out our March newsletter and subscribe for regular updates!
https://t.co/P3kfIQmJSk
FAIR Canada
"Ahead of the CSE decision, investor advocate FAIR Canada welcomed the move"
https://t.co/oum7Q1SiHH
FAIR Canada
Quadriga CX "wallets" leave consumers out in the cold for about C$190 million https://t.co/I0Q5VhNBRZ
FAIR Canada
DIY Maxar Shareholders ‘left up in the air’ – unable to trade as shares plunge on news of satellite failure. https://t.co/K3DnbDpJH8
FAIR Canada
"FAIR Canada says that, given the problems with DSCs, regulators shouldn’t be concerned about a ban’s impact on bus… https://t.co/5asMSxtWoA
FAIR Canada
FAIR Canada supports Canadian Securities Exchange proposal to introduce 4 month resale restrictions for securities… https://t.co/wPrVTkdWqu
FAIR Canada
We sincerely hope the CRTC acts expeditiously to pay PIAC so it can stay open. Canadians need and benefit from PIAC… https://t.co/zqnPc2YM0H
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