Advisors, Dealers & Financial Planners
Advisory Standards/Best Interests Duty
Borrowing to Invest
Capital Raising & Exempt Market
Corporate Governance & Shareholder Rights
Borrowing to Invest
Guide for ETF and Mutual Fund Facts
Consumer Investment Complaints Guide
Cryptocurrencies
Debt Repayment Options and Credit Repair
Financial Fraud Resources
Other Links
Canadian Securities Regulators
- Alberta Securities Commission
- British Columbia Securities Commission
- The Manitoba Securities Commission
- New Brunswick Securities Commission
- Securities Commission of Newfoundland and Labrador
- Government of Northwest Territories – Registrar of Securities
- Nova Scotia Securities Commission
- Government of Nunavut – Registrar of Securities
- Ontario Securities Commission
- Government of Prince Edward Island – Office of Attorney General Securities Division
- Authorité des Marchés Financiers (Quebec)
- Saskatchewan Financial Services Commission – Securities Division
- Government of Yukon – Registrar of Securities
- The Cooperative Capital Markets Regulatory System
Self Regulatory Organizations and Recognized Exchanges
- Canadian Investor Protection Fund (CIPF)
- Canadian National Stock Exchange (CNSX)
- Investment Industry Regulatory Organization of Canada (IIROC)
- Montreal Exchange (MX)
- Mutual Fund Dealers Association of Canada (MFDA)
- Toronto Stock Exchange (TSX)
- TSX Venture Exchange (TSX Venture)
Investor and Shareholder Rights Organizations
- Canadian Coalition for Good Governance (CCGG)
- CanadianFundWatch.com – Ken Kivenko
- Consumer Federation of America – Investor Protection
- International Corporate Governance Network (ICGN)
- La Coalition pour la protection des investisseurs
- Le Mouvement d’éducation et de défense des actionnaires (le MÉDAC)
- Ontario Investor Advisory Panel (IAP)
- Shareholder Association for Research and Education (SHARE)
- Small Investors Protection Association (SIPA)
Compensation Funds
Dispute Resolution Services
- ADR Chambers Banking Ombuds Office – Dispute resolution provider for banking complaints of TD Bank and Royal Bank of Canada
- IIROC’s Arbitration Program
- Ombudsman for Banking Services and Investments (OBSI)
- Quebec’s Complaint Process
Securities Regulators’ Investor Offices
International
- Australian Securities & Investment Commission
- European Securities and Markets Authority
- Financial Services Consumer Panel
Other
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BLG
RT @BLGLaw: Here’s a new #BLGPublication by Carol Derk, Sarah Gardiner and Sienne Lau
#InvestmentManagement | #Securities | #CapitalMarkets…
Advisor.ca
RT @advisorca: Millennials’ debt-to-income ratio more than 200%. https://t.co/z2k2KRcNfZ https://t.co/Nged7X5oU9
OBSI / OSBI
RT @Ombudsman_OBSI: Do you want to receive OBSI's insights, stats and case studies directly to your inbox? Click here to subscribe. #newsle…
FAIR Canada
Stress testing for climate risks is coming: NBF https://t.co/ELy4bMyXUf
FAIR Canada
“The accuracy, integrity of credit ratings is fundamental to ensuring that users have reliable sources of informati… https://t.co/mttj6dvsZS
FAIR Canada
FCA bans sale of risky, complex vehicles to retail investors https://t.co/VxODXfg8wz
Dan Hallett
RT @DanHallett: @FAIRCanada @BitcoinBrains @wealth_steward @OSC_News @3iq_corp This is a good point, and one I should have included in my a…
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