Advisors, Dealers & Financial Planners
Advisory Standards/Best Interests Duty
Borrowing to Invest
Capital Raising & Exempt Market
Corporate Governance & Shareholder Rights
Borrowing to Invest
Guide for ETF and Mutual Fund Facts
Consumer Investment Complaints Guide
Cryptocurrencies
Debt Repayment Options and Credit Repair
Financial Fraud Resources
Other Links
Canadian Securities Regulators
- Alberta Securities Commission
- British Columbia Securities Commission
- The Manitoba Securities Commission
- New Brunswick Securities Commission
- Securities Commission of Newfoundland and Labrador
- Government of Northwest Territories – Registrar of Securities
- Nova Scotia Securities Commission
- Government of Nunavut – Registrar of Securities
- Ontario Securities Commission
- Government of Prince Edward Island – Office of Attorney General Securities Division
- Authorité des Marchés Financiers (Quebec)
- Saskatchewan Financial Services Commission – Securities Division
- Government of Yukon – Registrar of Securities
- The Cooperative Capital Markets Regulatory System
Self Regulatory Organizations and Recognized Exchanges
- Canadian Investor Protection Fund (CIPF)
- Canadian National Stock Exchange (CNSX)
- Investment Industry Regulatory Organization of Canada (IIROC)
- Montreal Exchange (MX)
- Mutual Fund Dealers Association of Canada (MFDA)
- Toronto Stock Exchange (TSX)
- TSX Venture Exchange (TSX Venture)
Investor and Shareholder Rights Organizations
- Canadian Coalition for Good Governance (CCGG)
- CanadianFundWatch.com – Ken Kivenko
- Consumer Federation of America – Investor Protection
- International Corporate Governance Network (ICGN)
- La Coalition pour la protection des investisseurs
- Le Mouvement d’éducation et de défense des actionnaires (le MÉDAC)
- Ontario Investor Advisory Panel (IAP)
- Shareholder Association for Research and Education (SHARE)
- Small Investors Protection Association (SIPA)
Compensation Funds
Dispute Resolution Services
- ADR Chambers Banking Ombuds Office – Dispute resolution provider for banking complaints of TD Bank and Royal Bank of Canada
- IIROC’s Arbitration Program
- Ombudsman for Banking Services and Investments (OBSI)
- Quebec’s Complaint Process
Securities Regulators’ Investor Offices
International
- Australian Securities & Investment Commission
- European Securities and Markets Authority
- Financial Services Consumer Panel
Other
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CNWBanking
RT @CNWBanking: FAIR Canada welcomes CSA's Client Focused Reform amendments to better align advisor & client interests, to better manage co…
FAIR Canada
CSA move to enhance offshore audit access of @CPAB_CCRC - Canada's audit regulator #cpab @CSA_News #CSA… https://t.co/zUlZCBixYa
FAIR Canada
SEC drive to modernize #ETF regulation in the US has been said to help free up SEC resources/ staff to focus on "no… https://t.co/ETUNEPOS1f
FAIR Canada
International activity on #climate change risk disclosures this week coming out of #Japan. Task Force on Climate-r… https://t.co/zXTPGYMVcs
FAIR Canada
FAIR Canada, the Voice of the Investor, is a national, professional charitable organization that represents the int… https://t.co/zOUY5szT56
FAIR Canada
Menlo Park trading platform Robinhood slashed trading fees to zero. Recently @CharlesSchwab followed suit. @CNBC ha… https://t.co/oEAToKQj48
Fern Karsh
RT @fernkarsh: Facebook’s @Libra_ is “the key to the long-term dominion it seeks” -there’s no “delete your account” for the dollar. @FastCo…
Fern Karsh
RT @fernkarsh: For securities regulatory context, @CSA_News released notice 51-358 on #climate #risk disclosure to assist issuers & enable…
Fern Karsh
RT @fernkarsh: Nice work @Mantle314 - writing in today’s @GlobeDebate. Bank of Canada warns that Cdn companies aren’t adequately disclo…
FAIR Canada
Well said @LarryBatesBTB also explained well in your book "Beat the Bank". The @globeandmail's @OHaraClare
recentl… https://t.co/MPVBkL0wl0
FAIR Canada
American online brokerages have slashed trading fees to $0, starting with @CharlesSchwab with others south of the b… https://t.co/EU18jj5qpD
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