Advisors, Dealers & Financial Planners
Advisory Standards/Best Interests Duty
Borrowing to Invest
Capital Raising & Exempt Market
Corporate Governance & Shareholder Rights
Borrowing to Invest
Guide for ETF and Mutual Fund Facts
Consumer Investment Complaints Guide
Cryptocurrencies
Debt Repayment Options and Credit Repair
Financial Fraud Resources
Other Links
Canadian Securities Regulators
- Alberta Securities Commission
- British Columbia Securities Commission
- The Manitoba Securities Commission
- New Brunswick Securities Commission
- Securities Commission of Newfoundland and Labrador
- Government of Northwest Territories – Registrar of Securities
- Nova Scotia Securities Commission
- Government of Nunavut – Registrar of Securities
- Ontario Securities Commission
- Government of Prince Edward Island – Office of Attorney General Securities Division
- Authorité des Marchés Financiers (Quebec)
- Saskatchewan Financial Services Commission – Securities Division
- Government of Yukon – Registrar of Securities
- The Cooperative Capital Markets Regulatory System
Self Regulatory Organizations and Recognized Exchanges
- Canadian Investor Protection Fund (CIPF)
- Canadian National Stock Exchange (CNSX)
- Investment Industry Regulatory Organization of Canada (IIROC)
- Montreal Exchange (MX)
- Mutual Fund Dealers Association of Canada (MFDA)
- Toronto Stock Exchange (TSX)
- TSX Venture Exchange (TSX Venture)
Investor and Shareholder Rights Organizations
- Canadian Coalition for Good Governance (CCGG)
- CanadianFundWatch.com – Ken Kivenko
- Consumer Federation of America – Investor Protection
- International Corporate Governance Network (ICGN)
- La Coalition pour la protection des investisseurs
- Le Mouvement d’éducation et de défense des actionnaires (le MÉDAC)
- Ontario Investor Advisory Panel (IAP)
- Shareholder Association for Research and Education (SHARE)
- Small Investors Protection Association (SIPA)
Compensation Funds
Dispute Resolution Services
- ADR Chambers Banking Ombuds Office – Dispute resolution provider for banking complaints of TD Bank and Royal Bank of Canada
- IIROC’s Arbitration Program
- Ombudsman for Banking Services and Investments (OBSI)
- Quebec’s Complaint Process
Securities Regulators’ Investor Offices
International
- Australian Securities & Investment Commission
- European Securities and Markets Authority
- Financial Services Consumer Panel
Other
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Larry Bates
RT @LarryBatesBTB: I am pleased to be joining the Board of @FAIRCanada. "Putting Investors First" https://t.co/shUXHRs6gU
FAIR Canada
Read our announcement on Staffing and the Board of Directors of FAIR Canada:
https://t.co/4swHiwWMC8
FAIR Canada
Mise à jour sur le personnel et le conseil d’administration
https://t.co/ieAZ1XxdCe
Osgoode IPC
RT @OsgoodeIPC: The Investor Protection Clinic student caseworkers together with the Clinic Co-Directors @PPuri_Osgoode and Professor Brigi…
FAIR Canada
Check out our March newsletter and subscribe for regular updates!
https://t.co/P3kfIQmJSk
FAIR Canada
"Ahead of the CSE decision, investor advocate FAIR Canada welcomed the move"
https://t.co/oum7Q1SiHH
FAIR Canada
Quadriga CX "wallets" leave consumers out in the cold for about C$190 million https://t.co/I0Q5VhNBRZ
FAIR Canada
DIY Maxar Shareholders ‘left up in the air’ – unable to trade as shares plunge on news of satellite failure. https://t.co/K3DnbDpJH8
FAIR Canada
"FAIR Canada says that, given the problems with DSCs, regulators shouldn’t be concerned about a ban’s impact on bus… https://t.co/5asMSxtWoA
FAIR Canada
FAIR Canada supports Canadian Securities Exchange proposal to introduce 4 month resale restrictions for securities… https://t.co/wPrVTkdWqu
FAIR Canada
We sincerely hope the CRTC acts expeditiously to pay PIAC so it can stay open. Canadians need and benefit from PIAC… https://t.co/zqnPc2YM0H
FAIR Canada
FAIR supports prohibiting DSCs and trailers through discount brokerages as these are two egregious practices that h… https://t.co/BRQOSdSpR6
FAIR Canada
"‘Exempt market’ sees surge in investments, but mostly from big money, OSC report finds" via @globeandmail… https://t.co/C14uxU1QcF
FAIR Canada
CBC GO Public sheds light on how police do not have ability to focus on financial crimes against the elderly. The I… https://t.co/WVLq4oLnTW
Ellen Roseman
RT @ellenroseman: Senior loses $250K in investment scheme, but police 'unwilling' to investigate | CBC News https://t.co/Fh5fWqpYvL @fairca…
CTV Toronto
RT @CTVToronto: Canada's financial watchdog to review banks' complaints-handling processes https://t.co/AkPcMOVo7a https://t.co/ftCGCHWEUc
The Globe and Mail
RT @globeandmail: Federal watchdog to review Canadian banks’ complaints-handling processes https://t.co/CMnAT1UVmY @GlobeBusiness https://t…
FAIR Canada
"FAIR Canada believes that strengthened investor protection and more effective regulatory oversight, including comp… https://t.co/PLPIZCRba9
Ellen Roseman
RT @ellenroseman: Banks get to choose their own mediators for customer disputes. Is that fair? https://t.co/RyU0F6T2s7 via @torontostar
BC Law Institute
RT @BCLawInstitute: Did you check out @FCACan database? You will find some of the resources @CCElderLawcreated over the years w/ @seniorsfi…
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