{"id":20331,"date":"2026-07-24T09:43:35","date_gmt":"2026-07-24T13:43:35","guid":{"rendered":"https:\/\/faircanada.ca\/?post_type=article&#038;p=20331"},"modified":"2026-07-24T09:43:37","modified_gmt":"2026-07-24T13:43:37","slug":"la-consolidation-des-regles-de-locri-doit-donner-la-priorite-a-la-protection-des-investisseurs","status":"publish","type":"article","link":"https:\/\/faircanada.ca\/fr\/article\/la-consolidation-des-regles-de-locri-doit-donner-la-priorite-a-la-protection-des-investisseurs\/","title":{"rendered":"La consolidation des r\u00e8gles de l&#8217;OCRI doit donner la priorit\u00e9 \u00e0 la protection des investisseurs"},"content":{"rendered":"\n<p class=\"wp-block-paragraph\"><\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><a href=\"https:\/\/faircanada.ca\/wp-content\/uploads\/2026\/06\/2026_06_12_CIRO-Consolidated-Rulebook-Comment-Letter-FR_ver.0.pdf\" rel=\"noreferrer noopener\" target=\"_blank\">La soumission<\/a>&nbsp;de FAIR Canada relative au Projet de consolidation des r\u00e8gles \u2013 Phase 6 soul\u00e8ve une question plus g\u00e9n\u00e9rale quant \u00e0 ce que cette consolidation devrait apporter aux investisseurs. L&#8217;\u00e9volution vers une r\u00e9glementation davantage fond\u00e9e sur des principes ne doit pas \u00eatre consid\u00e9r\u00e9e comme un assouplissement de la r\u00e9glementation. Si les r\u00e8gles de l\u2019OCRI deviennent plus g\u00e9n\u00e9rales et plus souples, le fonctionnement de l&#8217;organisme doit, quant \u00e0 lui, gagner en solidit\u00e9, en transparence et en responsabilit\u00e9. Autrement dit, l\u2019organisme doit fournir des d\u00e9tails plus pr\u00e9cis pour permettre aux courtiers, aux repr\u00e9sentants, aux investisseurs et au public de comprendre comment ces grands principes seront interpr\u00e9t\u00e9s et appliqu\u00e9s, de mettre en place un contr\u00f4le de conformit\u00e9 plus efficace pour \u00e9valuer si les entreprises respectent l\u2019esprit et l\u2019objectif des r\u00e8gles, et d&#8217;appliquer la r\u00e9glementation de mani\u00e8re rigoureuse lorsque les entreprises manquent \u00e0 leurs obligations en mati\u00e8re de protection des investisseurs. La transparence est \u00e9galement essentielle dans ces trois domaines. Un manuel de r\u00e9glementation fond\u00e9 sur des principes ne peut renforcer la protection des investisseurs que s&#8217;il s&#8217;appuie sur des attentes claires, une surveillance active, une application cr\u00e9dible de la r\u00e9glementation et une communication publique pertinente.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\">FAIR souligne \u00e9galement la n\u00e9cessit\u00e9 de mettre en place un r\u00e9gime d&#8217;enregistrement moderne, ax\u00e9 sur l&#8217;exp\u00e9rience de l&#8217;investisseur. Le cadre actuel refl\u00e8te davantage les mod\u00e8les \u00e9conomiques historiques que le point de vue de l\u2019investisseur. Les enregistrements multiples au sein d&#8217;une m\u00eame soci\u00e9t\u00e9, ainsi que les autorisations limit\u00e9es des soci\u00e9t\u00e9s offrant une gamme compl\u00e8te de services, peuvent semer la confusion chez les investisseurs, qui s&#8217;attendent \u00e0 juste titre \u00e0 ce que toute personne pr\u00e9sent\u00e9e comme conseill\u00e8re r\u00e9ponde \u00e0 des normes minimales pour fournir des conseils financiers. La plupart des investisseurs ignorent la diff\u00e9rence entre un conseiller en placement, un conseiller agr\u00e9\u00e9, un conseiller en fonds communs de placement ou un conseiller sur le march\u00e9 dispens\u00e9. On ne devrait pas leur demander de se renseigner sur les limites de chaque cat\u00e9gorie. La vision d&#8217;avenir de l\u2019OCRI devrait \u00eatre celle d&#8217;un r\u00e9gime d&#8217;enregistrement moderne et centr\u00e9 sur l&#8217;investisseur, et non d&#8217;un r\u00e9gime contraint par des cat\u00e9gories historiques ax\u00e9es sur les produits.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>La soumission&nbsp;de FAIR Canada relative au Projet de consolidation des r\u00e8gles \u2013 Phase 6 soul\u00e8ve une question plus g\u00e9n\u00e9rale quant<\/p>\n","protected":false},"featured_media":20341,"template":"","tags":[],"articles_category":[757],"articles_date":[832],"class_list":["post-20331","article","type-article","status-publish","has-post-thumbnail","hentry","articles_category-defense-des-droits-en-action","articles_date-juillet-2026"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO Premium plugin v24.2 (Yoast SEO v26.9) - https:\/\/yoast.com\/product\/yoast-seo-premium-wordpress\/ -->\n<title>La consolidation des r\u00e8gles de l&#039;OCRI doit donner la priorit\u00e9 \u00e0 la protection des investisseurs - 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