FAIR Canada recently offered comments to the OSC’s Investor Advisory Panel (the “Panel”) on various initiatives that the Panel is considering, including the CSA’s point of sale initiative, securities enforcement in Canada, and the fiduciary standard. FAIR Canada is encouraged by the recent establishment of the Panel and its work to date. We continue to encourage a broadening of the IAP’s mandate, to allow it to proactively identify investor issues independent of specific requests from the OSC. FAIR Canada looks forward to reviewing the OSC’s implementation of the IAP’s investor-focused recommendations.
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