Dialogue

Sep 01 2010

OSC Announces Investor Advisory Panel Members

The Ontario Securities Commission (the Commission) named the seven members of its Investor Advisory Panel, including the Panel Chair Anita Anand.

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Aug 25 2010

IIROC Launches New AdvisorReport Service

IIROC recently launched a new starting place for investors to make informed decisions – AdvisorReport. The service, which replaces the Member Firm/Registrant Info Service, provides a user-friendly, web-based central registry…

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Aug 13 2010

A New Addition to the FAIR Canada Team

FAIR Canada is pleased to announce that Lindsay Speed recently joined the team as Research Advisor.

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Aug 13 2010

FAIR Canada Launches Facebook Fan Page

Stay in touch with FAIR Canada activities and the latest news!!

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Aug 10 2010

IIROC CEO Calls for a “Duty to Act in a Client’s Best Interests”

FAIR Canada has been advocating for the introduction of a clear duty for advisors to act in the best interests of their clients.

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Aug 06 2010

The Trouble With Commodity ETFs; Some See A Rigged Market

Investors have poured billions into exchange-traded funds that attempt to track the prices of raw materials. But when commodities go up, commodity ETFs often don’t.

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Jul 28 2010

Elizabeth Warren Please Come to Canada

While Canada muddles along without meaningful improvements in investor protection, the US, UK, Australia, the EU and Hong Kong—virtually all developed countries— are undertaking major reforms to improve investor protection.

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Jul 26 2010

New Rules Proposed in Canada for Credit Rating Agencies

The Canadian Securities Administrators recently published for comment a proposed rule that is intended to impose regulatory oversight over designated credit rating agencies and organizations.

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Jul 16 2010

Consumers Council of Canada Releases Report

The Consumers Council of Canada (CCC) recently released a detailed research report focused on the capacity of Canada’s consumer groups to participate in consumer impact assessments, specifically during the preparation of regulatory impact analysis statements.

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Jul 15 2010

CSTO publishes Transition Plan

The Canadian Securities Transition Office (CSTO) published its Transition Plan for the Canadian Securities Regulatory Authority on July 13.

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Jun 22 2010

FAIR Canada Executive Director Comments on Magna Transactions in CBC interview

FAIR Canada views the proposed transactions as contrary to both the public interest and the best interests of investors generally, as well as an abuse of the Canadian capital markets.

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Jun 18 2010

FAIR Canada Participates in 35th IOSCO Annual Conference

FAIR Canada Associate Director Ilana Singer participated in the IOSCO (International Organization of Securities Commissions) Annual Conference that took place from June 9 to 10 in Montreal.

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May 28 2010

Pension Leaders Urge Action on Pension Coverage and Cost

The leaders of several major Canadian pension organizations sent a letter to Canada’s Ministers of Finance last week, in anticipation of the Ministers’ next meeting on pension reform, to be held in PEI on June 13 to 14.

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May 26 2010

New Proposed Canadian Securities Act Released

The Government of Canada yesterday released the proposed Canadian Securities Act. This marks a significant step towards the establishment of a single Canadian securities regulator.

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Apr 27 2010

Australia Plans to Introduce Commission Ban

The Australian government has announced plans to introduce UK-style reforms aimed at banning financial advisers from obtaining commissions from product providers.

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Apr 08 2010

The Unequivocal Mr. Bogle

Rob Carrick interviews founder of Vanguard family of mutual funds in the US and author of the influential book Common Sense on Mutual Funds, John Bogle, in Globe Investor section on Tuesday, April 6, 2010.

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Mar 31 2010

FAIR Canada Staff Update

FAIR Canada announced the resignation of Associate Director Steve Garmaise, effective March 31, 2010.

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Mar 26 2010

UK FSA Publishes New Rules to Remove Commission Bias

The UK FSA has today published new rules to remove commission bias from advice on retail investment products.

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Mar 20 2010

Voting Your Shares May Start to Matter

New York Times journalist Tara Siegel Bernard writes Voting Your Shares May Start to Matter about the power of the retail investor vote in corporate America…

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Mar 19 2010

FAIR Submits Comments to IIROC Regarding Review of IIROC Arbitration Program

In reviewing its arbitration program, IIROC’s objective should be to address some of the concerns expressed in the Expert Panel Report and, in particular, aim to provide a simpler, more cost-effective alternative to the courts…

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